Our Services
Audits of Financial Statements
Audits of Internal Controls
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Financial Reporting Advisory
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Risk and Regulatory Advisory
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Risk and Regulatory Advisory Services

The Risk and Regulatory Advisory department employs specialists in areas including risk management, governance compliance, and crisis management, who draw on lengthy experience and the most up-to-date information utilising PwC’s global network to respond to the business strategies of clients.

Key Service Areas

  • ・Support for the establishment and review of management policies (qualitative aspects) as well as risk calculation (quantitative aspects) of market risk, credit risk, operational risk, integration risk, and equity capital
  • ・Support for the establishment and review of market value assessment methods for financial products using quantitative models
  • ・Support for the establishment and review of management policies and risk calculations for compliance with Basel II (internal rating methods for credit risk, gross profit allocation and advanced measurement of operational risk, compliance with the second and third pillars)
  • ・Advisory services for the advancement of risk management in response to new solvency restrictions
  • ・Advisory services regarding Japanese and overseas regulations affecting financial institutions (financial inspections manuals, financial appraisal systems, compliance with supervisory guidelines, compliance with inspections and directives of supervisory authorities)
  • ・Support for the establishment of corporate governance and compliance policies and for the establishment and implementation of internal audit policies relating to corporate governance and compliance
  • ・Advisory services relating to integration of internal controls for the financial reporting of financial institutions (i.e. compliance with J-SOX) with operational risk management policies
  • ・Support for the establishment and review of policies regarding money laundering
  • ・Investigation and analysis of fraud and/or pending legal matters (support for internal investigative committees regarding litigation, specific scandals or incidents)